Job Description

Key Responsibilities:

• Monitor compliance with federal, state, and local regulations.
• Conduct audits to identify risks and implement mitigation strategies.
• Update and develop compliance policies and procedures.
• Provide training and guidance to staff on compliance matters.
• Investigate and report compliance violations.
• Prepare compliance reports for senior management and regulatory bodies.
• Stay updated on regulatory changes and industry best practices.

Qualifications:

• Bachelor’s degree in Business, Finance, or related field. Certifications like CAMS or CRCM are a plus.
• 3+ years of experience in compliance or regulatory roles in financial services.
• Strong understanding of financial regulations (e.g., BSA, AML).
• Excellent analytical, communication, and problem-solving skills.

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