Compliance Officer Job at Ascendo Resources, New York, NY

Q0s1dkhYcUhhcG9hNGJ4OGtBRmU4SUxaZVE9PQ==
  • Ascendo Resources
  • New York, NY

Job Description

Key Responsibilities:

  • Monitor compliance with federal, state, and local regulations.
  • Conduct audits to identify risks and implement mitigation strategies.
  • Update and develop compliance policies and procedures.
  • Provide training and guidance to staff on compliance matters.
  • Investigate and report compliance violations.
  • Prepare compliance reports for senior management and regulatory bodies.
  • Stay updated on regulatory changes and industry best practices.

Qualifications:

  • Bachelor’s degree in Business, Finance, or related field. Certifications like CAMS or CRCM are a plus.
  • 3+ years of experience in compliance or regulatory roles in financial services.
  • Strong understanding of financial regulations (e.g., BSA, AML).
  • Excellent analytical, communication, and problem-solving skills.

Job Tags

Local area,

Similar Jobs

HII

ENGINEER MODEL-BASED 3 Job at HII

 ...Job Description ENGINEER MODEL-BASED 3 Location: Newport News, Virginia, United States Date: Jan 6, 2026 Req ID: 44757...  ...digital engineering processes and tools within the organization Experience with digital twin, simulation, and digital thread concept ... 

White Force Outsourcing Pvt Ltd

Bike Rider / Delivery Executive Job at White Force Outsourcing Pvt Ltd

Job requirements Experience: 0 to 1 Year. Education : 12th Specilization : Any... Skills : Industry Type : FMCG / Food...

UNC Health

CRNA - Anesthesiology job available in Smithfield, North Carolina Job at UNC Health

 ...Range) Pay offers are determined by experience and internal equity Work Assignment Type: Onsite Work Schedule: Variable...  ...employed by NC Health (Rex Healthcare, Inc., d/b/a NC Health), a private, fully-owned subsidiary of UNC Heath Care System. This is not a... 

University Health

Medical Interpreter/Translator Job at University Health

 ...Disabilities Act. EDUCATION/EXPERIENCE Bachelors degree required OR equivalent education/experience directly related to medical interpretation and translation. Three years interpreting experience with two years medial interpreting experience required. Experience working... 

German Centre

Wellness Nurse - LPN/RN Job at German Centre

 ...Job Description Job Description Start a meaningful career as aWellness Nurse - LPN/RN with German Centre - Edelweiss Village Assisted Living! Make a difference in someone's life every day. Why Join Us? Make an Impact: This is your opportunity to make...