Compliance Officer Job at CICC(Z), China

RGFwdEhIV0ZhWm9YNUxod2tRSmUvSWJlZnc9PQ==
  • CICC(Z)
  • China

Job Description

Render regulatory advice to all business units of the Company to facilitate their compliance with all relevant rules and regulations of the regulators as well as the Group’s internal policies and procedures. Formulate and formalize Compliance Policies and Procedures. Conduct KYC/CDD review, AML screening and risk assessment. Perform transaction monitoring, surveillance on e-comms and trade of business units. Conduct compliance briefing and training to business units. Act as the key liaison for internal and external audits of compliance and internal processes and procedures. Such other responsibilities or tasks the Department may assign from time to time.

Job Tags

Full time,

Similar Jobs

Assurity Transportation Solutions

CDL A Owner Operator Home Daily Power Only Job at Assurity Transportation Solutions

 ...Power Only Local opportunities up to 1k daily pay( high volume freight) Pick from daily available freight, We have general freight...  ...and Power only freight available for limited number of owner operators to run in a regular basis so get inboard now. apply now...