Business Analyst - Broker Dealer Job at Aegistech, New York, NY

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  • Aegistech
  • New York, NY

Job Description

Technical Recruiter @ Aegistech | Full Cycle Recruitment Our Financial Services client is seeking a Business Analyst to join our Broker Dealer Back Office team, with a focus on Transaction Lifecycle Management (TLM) for collateral management. This role supports risk mitigation, collateral optimization, and operational efficiency across a diverse product set, including fixed income, equity, repo, tri‑party agreements, derivatives, and securities lending. Our ideal candidate will have deep expertise in collateral workflows, margin processes, and system analysis, with a strong preference for experience in SmartStream TLM or similar platforms. This position is hybrid, 3‑4 days a week in NYC. Local candidates only (no relocation). This role is not eligible for employer‑sponsored work authorization (e.g., H‑1B, OPT, CPT, etc.) or transfer. Candidates must have valid U.S. work authorization. Key Responsibilities Analyze and document workflows from agreement execution to settlement. Ensure collateral adequacy and proper counterparty risk mitigation. Collaborate with risk and operations teams to validate pledged collateral. Support mark‑to‑market valuation and margin call processes. Define requirements for automated alerts and shortfall monitoring. Document escalation procedures and threshold logic. Analyze margin call methodologies and dispute resolution workflows. Support collateral substitution and optimization strategies for funding and repo operations. Document substitution agreements and counterparty workflows. Tri‑Party Agreements & Operational Efficiency Provide analysis for tri‑party arrangements with custodians and service providers. Identify automation and process improvement opportunities. Support TLM system configuration and implementation. Technical Support & System Analysis Partner with IT to implement enhancements and integrations. Troubleshoot collateral position mismatches and calculation logic. Business Analysis & Documentation Author business requirements and technical specifications. Maintain process documentation, workflow diagrams, and system configurations. Liaise with stakeholders to refine TLM functionality. Required Skills & Experience 5+ years in collateral management, operations, or business analysis within broker‑dealer or investment banking. Strong understanding of TLM, margin calculations, and collateral optimization. Experience across multiple products: fixed income, equity, repo, derivatives, securities lending. Familiarity with tri‑party arrangements and custodian bank roles. Hands‑on experience with SmartStream TLM (preferred), Broadridge, Calypso, Murex Proficiency in SQL for data analysis. Knowledge of regulatory frameworks: Dodd‑Frank, EMIR, Basel III, UMR. Experience with greenfield or transformation projects. Agile methodology exposure and future‑ready tech mindset. Strong communication, documentation, and cross‑functional collaboration skills. Education : Bachelor’s degree in Finance, Business Administration, Computer Science, or related field. Seniority level Mid‑Senior level Employment type Contract Job function Information Technology #J-18808-Ljbffr Aegistech

Job Tags

Contract work, H1b, Local area, Relocation, 3 days per week,

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